Chief Compliance Officer
FIIDO is Hiring a CCO…Help Us Build a Better Wolf Trap!
– 10+ Years Experience in Securities Industry
– Chief Compliance Officer Experience
– Active FINRA S-7 & S-24 Licenses
– Part-Time Availibility
– Remote Work Experience
– Wall Street Experience
– Web & Tech Savvy
– Experience with Tech Startups
If you are interested, please reply by email with a few convenient times to discuss more via a 15-minute phone call.
Fair Information Internal Determination Office, Inc. (“FIIDO”) is a non-profit SRO (Self-Regulatory Organization) with the charter to monitor and maintain fair information in the financial markets. It is an independent, non-political, democratic and professional membership-based organization focused on the technology infrastructure powering global financial services markets. It sponsors training and educational programs for the institutions it serves.
As a financial watch dog group it assures transparency in data provided to and used by anyone engaged in buying or selling securities. FIIDO operates internationally but is formed within the USA and subject to the laws of the United States. In the United States, FIIDO is primarily concerned with securities bought/sold using Nasdaq®, NYSE® and Amex® but also all other publicly accessible marketplaces, commodity exchanges, portals, electronic bulletin boards, and digital trading locations around the world. FIIDO also monitors all transactions on privately maintained marketplaces such as Crowdfunding Platforms, Private Securities Deal Rooms, Private Equity Exchanges, ATS (Alternative Trading Systems), and other places of business where transactions are conducted digitally or via complex cloud-hosted SaaS databases. Members consist of financial professionals such as: Lawyers, CPAs, Securities Salespeople, Investment Advisors, Stock Brokerage Firms, Investment Banks, Private Equity Groups, Broker-Dealer Firms, Hedge Funds, Mutual Funds, Venture Capital Groups, Angel Investment Groups, Institutional Investor Groups, Investment Groups, and Banks.